物理-数据双特征融合的锂离子电池跨域SOH 估计
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1.西安交通大学机械工程学院西安710049;2.中国人民解放军火箭军工程大学西安710025

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TH89TM93

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火箭军工程大学青年基金(2025QN-B028)项目资助


Cross-domain SoH estimation for lithium-ion batteries via physics-data dual-feature fusion
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1.School of Mechanical Engineering, Xi′an Jiaotong University, Xi′an 710049, China; 2.Rocket Force University of Engineering, Xi′an 710025, China

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    摘要:

    在能源结构转型背景下,锂离子电池健康状态(SOH)的准确估计对系统安全运行与寿命管理具有重要意义。针对片段化充电数据难以充分表征退化过程、跨工况样本分布差异导致模型泛化能力下降的问题,提出一种物理-数据双特征融合的锂离子电池跨域SOH估计方法。首先,基于全寿命周期数据分析与电池退化机理,提取峰值电压、累计容量、峰值处dQ/dV值和峰值时间占比等物理特征;同时,以片段化充电电压曲线为输入,利用卷积神经网络(CNN)提取数据驱动特征。随后,通过物理特征与数据特征融合构建兼具机理可解释性和数据表达能力的退化表征,并引入最大均值差异(MMD)对齐源域与目标域特征分布,以提升模型跨工况迁移能力。为验证所提方法,在4种充放电工况下开展锂离子电池退化实验,采集39块18650型NMC电池的全寿命周期数据,并构建12组跨工况迁移任务。实验结果表明,所提方法在12组任务中均取得最低估计误差,平均均方根误差(RMSE)为0.022 3,平均绝对百分误差(MAPE)为2.05%;相较仅使用数据特征的CNN模型,平均RMSE和MAPE分别降低约52.6%和53.0%。在与长短期记忆(LSTM)、门控循环单元(GRU)、Transformer、域对抗神经网络(DANN)及典型域适应方法的对比中,所提方法整体表现更优,并在MIT跨批次数据集上表现出一定迁移能力。结果说明,物理特征与数据特征协同建模及MMD域对齐机制能够有效提升锂离子电池跨工况SOH估计的准确性和泛化能力。

    Abstract:

    In the context of energy transition, accurate state of health (SOH) estimation of lithium-ion batteries is essential for safe system operation and lifetime management. To address the problems that fragmented charging data cannot fully characterize battery degradation and that significant sample distribution discrepancies across operating conditions reduce model generalization, this paper proposes a cross-domain SOH estimation method based on physics-data dual-feature fusion. First, degradation-sensitive physical features, including peak voltage, accumulated capacity, dQ/dV value at the peak, and peak time ratio, are extracted based on full-life-cycle data analysis and battery degradation mechanisms. Meanwhile, fragmented charging voltage curves are used as inputs, and a convolutional neural network (CNN) is employed to extract data-driven features. Subsequently, physical and data features are fused to construct a degradation representation with both mechanistic interpretability and data representation capability. Maximum mean discrepancy (MMD) is introduced to align the feature distributions between the source and target domains, thereby improving the cross-condition transfer capability of the model. To validate the proposed method, lithium-ion battery degradation experiments were conducted under four charging and discharging conditions. Full-life-cycle data from 39 NMC 18650 cells were collected, and 12 cross-condition transfer tasks were constructed. Experimental results show that the proposed method achieves the lowest estimation errors in all 12 tasks, with an root mean square error (RMSE) of 0.022 3 and an mean absolute percentage error (MAPE) of 2.05%. Compared with the CNN model using only data features, the average RMSE and MAPE are reduced by approximately 52.6% and 53.0%, respectively. In comparisons with long short-term memory (LSTM), gate recurrent unit(GRU) , Transformer, domain-adversarial neural network(DANN), and typical domain adaptation methods, the proposed method shows better overall performance and demonstrates certain transferability on the MIT cross-batch dataset. The results indicate that collaborative modeling of physical and data features, together with MMD-based domain alignment, can effectively improve the accuracy and generalization capability of cross-condition SOH estimation for lithium-ion batteries.

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赵志斌,丰铭岐,郑适雨,武靖耀,刘雪.物理-数据双特征融合的锂离子电池跨域SOH 估计[J].仪器仪表学报,2026,47(7):249-263

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  • 在线发布日期: 2026-09-24
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